Friday, 15 August 2014

What are essential requirements for getting rights as per S 53A of transfer of property Act?



As   regards   the   reliance   by   the   occupant   on   Section   53A   of   the 
Transfer of Property Act, the said Section enables   a transferee to resist     an 
attempt made by the owner  to recover possession of the property under certain 
limited circumstances which are not to be found in the present case. As held by 
the   Hon’ble   Supreme   Court   in   its   decisions   in  Shankar   Gopinath   Apte   vs.  
Gangabai Patwardhan (supra),  and Rambhau Namdeo Gajre vs. Narayan Bapuji  

Dhotra (supra), the Section applies only where any person contracts to transfer 
for consideration any immovable property in writing,   signed by him or on his 
behalf   from   which   the   terms   necessary   to   constitute   the   transfer   can   be 
ascertained   with   reasonable   certainty   and   such   person     has   been   placed   in 
possession of the property in pursuance of such a contract.  In the present case, it 
is an admitted position that no written contract was entered into between the 
Company and the occupant. There is even otherwise no means of ascertaining 
the terms of the transaction (including the consideration) alleged to have been 
agreed to.  Though the occupant has been found to be in possession of the said 
property,   the   circumstances   in   which   she   was   so   placed   are   unclear.     The 
occupant has relied on the alleged letter dated 14 th November, 2007 where there 
is   a   reference   to   the   occupant   having   been   placed   in   possession   of   the   said 
property   by   HTPL.   The   occupant   has   however   not   produced   any   possession 
receipt that may have been executed between the parties which would indicate 
the basis on which the possession was handed over. The occupant merely relied 
on an alleged letter dated 31 st  December, 2007 addressed by the Company to 
MIDC   seeking   their   no   objection   for   the   transfer   of   the   said   property   to   the 
occupant as a Chief Promoter of the proposed Society.  Apart from the fact that 
the said letter does not disclose any agreement in favour of the occupant in her 
personal capacity or the terms and conditions of any such alleged agreement, it 
is  a   settled   position   that   such   a   letter  would   not   constitute   an  agreement   in 
writing for the purpose of Section 53A.      In fact, in  Shravan Jayaram Patil vs.  

Garbad Ukha Nhavi (supra) where an application was made by a Plaintiff to have 
the Defendant's name entered in the mutation register in respect of certain land 
on the ground that it had been sold by him to the Defendant orally and setting 
out   the   terms   of   the   sale,   it   was   held   not   to   be   sufficient   to   satisfy   the 
requirements of Section 53 A of the Act. 

IN THE HIGH COURT OF JUDICATURE AT BOMBAY
ORDINARY ORIGINAL CIVIL JURISDICTION 
OFFICIAL LIQUIDATOR'S REPORT NO. 145 OF 2011
IN
COMPANY PETITION NO. 827 OF 2007

 Smt. Sunita V. Warke
Board of Industrial and Financial Reconstruction

          vs.
M/s. Hindustan Transmission Products Ltd. 

        
    CORAM:  S.J. KATHAWALLA, J.
  

  JUDGMENT PRONOUNCED ON: September 05, 2012
Citation; 2014(4) ALLMR 308


By the above report, the   Official Liquidator has sought directions 
from this Court as follows:
  “(a)       In view of paras 7 and 8 of this Report, whether this  
Hon’ble   Court   would   be   pleased   to   declare   the   sale   of   the  
property situated at H­16, MIDC  Waluj Industrial Area, Waluj,  

Aurangabad to Smt. Sunita V. Warke as null and void;
(b)         If prayer (a) is in the affirmative, whether this Hon’ble  
Court would be pleased to permit the Official Liquidator to take  
possession of the said property situated at H­16, MIDC   Waluj  
Industrial Area, Waluj, Aurangabad”.
The facts in the matter are briefly set out hereunder:
2.
On   7th  April   1997,   Company   Petition   No.   327   of   1997   seeking 
winding   up   of   the   Company   ­   Hindustan   Transmission   Products   Limited 
(“HTPL”) ­ was filed /presented. Smt. Sunita V. Warke (“the occupant”) claims to 
have paid an aggregate sum of Rs. 30 lakhs  to the Company between 14 th May, 
2007 and 26th September 2007 towards the purchase of the Company’s leasehold 
rights   in   respect   of   Plot   No.   H­16,   MIDC   Waluj   Industrial   Area,   Waluj, 
Aurangabad (“the said property”).  It is an admitted position that no document, 
by way of an agreement for sale or a transfer deed, was executed between the  
Company and the occupant.  In the Income­tax returns filed by the occupant for 
the period upto 31st March 2008 and thereafter, the said amount is shown as an 
“investment”.
3.
Sometime   in   May,   1990,   on   the   application   of   HTPL,   the   said 
property   was   allotted   to   HTPL   by   the   Maharashtra   Industrial   Development 
Corporation   (“MIDC”)   on   the   terms   and   conditions   stated   in   the   allotment 
letter/order.     On   7th  September,   1990,   MIDC   and   HTPL   entered   into   an 

agreement whereunder the said property was leased to HTPL by MIDC and the 
possession of the said property was handed over to HTPL. Clause 3 (m) of the 
Agreement to Lease provides that HTPL will not directly or indirectly transfer, 
assign,   sell,   encumber   or   part   with   its     interest   under   or   the   benefit   of   the 
Agreement or any part thereof  in any manner whatsoever without the previous 
consent   in   writing   from   the   MIDC.     Thereafter,   the   said   HTPL   constructed   a 
factory   building   on   the   said   plot   of   land   for   which   MIDC   had   issued   a 
completion certificate to HTPL.
4.
MIDC on 26th March, 2008 received a letter from the occupant in her 
capacity as the Chief Promoter of Sairam Industrial Co­operative Society Limited 
(Proposed) informing MIDC that she is interested in setting up a Co­operative 
Industrial Society by acquiring the said property and has therefore submitted her 
application along with the necessary documents seeking the consent of MIDC for 
transfer   of   the   said   property   in   her   favour.     Along   with   the   said   letter,   the 
occupant also forwarded to MIDC a letter dated 31 st December, 2007 addressed 
by HTPL to MIDC inter alia stating that due to some problems HTPL is now not 
in a position to continue its activity on the said property and requested MIDC to  
grant their consent for transfer of the said property in favour of “Sau Sunita  
Vasudeo Warke, Chief Promoter of Sairam Industrial Co­operative Society Ltd. 
(Proposed)”.   Along with the said application, the occupant also annexed the 
minutes   of   a   meeting   held   on   20th  July   2007   of   the   members   of   the   Sairam 

Industrial   Co­operative   Society   Ltd.   (Proposed)   which   showed   that   the   said 
society had 51 members and that the occupant was the Chief Promoter of the 
said Society. All the particulars including the age, caste, profession, number of 
shares held, etc. of the said 51 members were also provided by way of separate 
annexures   to   the   application   seeking   registration   of   the   said   Industrial   Co­
operative Society.
5.
On the next day i.e. 27th March, 2008 this Court directed winding up 
of HTPL and the Official Liquidator, High Court, Bombay was appointed as the 
Liquidator of HTPL.
6.
MIDC by its letter dated 10th April, 2008 informed HTPL that as per 
the policy of MIDC, the said property could not be allotted to an Industrial Co­
operative Society and that therefore their request for transfer of the said plot 
could not be accepted and the proposal of HTPL to transfer the said property in 
favour of Sairam Industrial Co­operative Society Ltd. stood closed.
7.
Thereafter, the occupant, vide her undated letter addressed to MIDC, 
recorded   that she had purchased the said property and that she proposed to  
start her business activity on the said property and requested allotment/transfer 
of the said property in her name. This  letter was received by MIDC on 16 th April, 
2008. Along with the said letter, MIDC received an undated letter from HTPL 

requesting for transfer of the said property in the name of “Smt. Sunita Vasudeo 
Warke,   Prop.   of   M/s.   Sunita   Enterprises”.     The   said   letter   was   signed   by 
Mr.   Vasudev   Jayram   Warke,   authorized   signatory   under   a   Special   Power   of 
Attorney dated 12th October, 2007 issued by HTPL.  The said Vasudev Warke is 
the husband of the occupant.  In the recital of the said Power of Attorney,  Mr. 
Rattan   Kumar   Talia,   Director   of   HTPL   has   recorded   that   under   a   Board 
Resolution dated 12th  September, 2007 Mr. Thalia had been authorized by the 
Board of HTPL to identify a buyer, negotiate and finalise the sale transaction 
with a purchaser and also to sign all necessary papers and documents for the sale 
transaction   in   respect   of   the   said   property,   and   that   since   Mr.   Thalia   was 
engrossed in some other matter which was of more importance, he had therefore 
decided to appoint his friend Mr. Vasudeo Jayram Warke, in whom he had full 
confidence,   as   his  true   and   lawful  attorney   for  dealing   with  all  documentary 
compliance including registration and notarization of all the requisite documents 
relating to the transfer of the said property held by HTPL.
8.
Thereafter, IDBI Bank vide their letter dated 2 nd July, 2008 furnished 
to   the   MIDC   a   warrant   of   attachment   issued   by   the   Debt   Recovery   Tribunal 
(“DRT”)  in respect of the said property. IDBI Bank vide its further letter dated 
14th November, 2008 informed MIDC that in the proceedings before the DRT in 
respect of attachment of the said property, the occupant has filed an intervention 
application  contending that she has purchased the said plot of land from HTPL, 

and requested MIDC to furnish the documents pertaining to the said property. 
MIDC vide   their letter dated 21 st  July, 2008 addressed to the occupant, whilst 
referring to letter dated 9 th July, 2008 of the IDBI Bank,  informed the occupant 
that it was not possible for the MIDC to process further her application  without  
the decision of the DRT in Recovery Proceedings No. 212 of 2003 filed by the 
IDBI Bank.  The Recovery Officer passed an order dated 2 nd December, 2009 in 
favour of the occupant and IDBI Bank filed an Appeal therefrom being Appeal 
No. 4 of 2010. The Official Liquidator was directed by the DRT to file the status 
report of the said property and statement in the matter. Accordingly, the  Official 
Liquidator filed his status report dated 7 th July, 2010 before the DRT wherein he 
has recorded that he proposes to submit a report before the High Court, Bombay, 
declaring the transaction to be void and to seek possession of the said property 
from the occupant. 
9.
MIDC   vide its letter dated 19th  January, 2010 addressed to HTPL 
requested HTPL to produce the original copy of the Resolution of the Members of 
the   Board   to   transfer   the   said   property,   no   objection   certificate   from   Labour 
Commissioner and certificate of no dues of water and service tax.   However, 
HTPL failed to comply with the requirements of MIDC. The said property, as on 
date, is standing in the name of HTPL.
10.
In the meantime the Official Liquidator has moved the above report 

and has prayed for the aforestated reliefs/directions. 
11.
Initially in his Report, the Official Liquidator had invoked Sections 
531 (1) and 531 A of the Companies Act, 1956 (“the Act”).   Subsequently, the 
Official Liquidator in his rejoinder dated 29 th  September, 2011 has submitted 
that since the alleged sale of the property is after the date of presentation of the 
Company Petition filed for winding up of the Company, the transaction is void as 
per  the provisions of Section 536 (2) and 537 (1) (b) of the Act. 
12.
The  Applicant  has  filed   her  affidavit­in­reply   dated   5 th  September, 
2011, a further affidavit dated 22 nd December, 2011 and an additional affidavit 
dated 27th March, 2012. MIDC has filed its affidavit dated 21 st January, 2012 and 
IDBI has also filed its affidavit dated 19th November, 2011. 
13.
Mr.   Malik,   the   learned   Advocate   appearing   for   the   occupant   has 
submitted that the transaction entered into by and between the occupant and 
HTPL is a bona fide transaction which is completed and possession of the said 
property was also given to the occupant by HTPL. He has relied on a copy of the 
letter written by HTPL dated 14 th November, 2007 enclosing a Photostat copy of 
a receipt of possession issued by MIDC to HTPL.   In the said letter dated 14 th 
November, 2007 HTPL has recorded “Now that we have given you the possession  
of the said plot No. H­16, MIDC Waluj Ind. Estate,Aurangabad, we are handing  

over   the   said   possession   receipt   to   you”.      Mr.   Malik   submitted   that   the   said 
transaction was entered into with the occupant by HTPL in view of the honest 
and compelling need to dispose of the said property.  He has therefore submitted 
that   the   transaction   pertaining   to   the   sale   of   the   said   property   between   the 
occupant   and   HTPL   is   honest   and   bona   fide   and   the   occupant   has   paid   an 
amount of Rs. 30 lakhs towards sale consideration to HTPL. He has submitted 
that though valuation report was not obtained by the occupant, the sale price of 
the said plot at the relevant time was about Rs. 65 lacs. Rs. 30 lacs was paid to  
HTPL and an amount of approximately Rs. 27 lacs plus Rs. 7 lacs   were to be 
paid towards transfer fee and service charge respectively. He has submitted  that 
a   transaction   need   merely   be   honest   or   bona   fide   to   deserve   sanction.     It   is 
submitted   that   the   Official   Liquidator   has   neither   alleged   fraud   nor   has   he 
alleged that the sale is at an undervalued price. It is submitted that the Official 
Liquidator must plead and prove that the transaction was fraudulent before it 
could be treated as void under Section 536 (2) of the Act. It is submitted that 
since   the   occupant’s   rights   have   been   effectually   pleaded   and   the   permission 
from  MIDC  could   not be  obtained   due to   the  wrongful  attachment  levied  by 
IDBI, the sale must now receive full effect.  He has submitted that the occupant is 
entitled to the protection of Section 53A of the Transfer of Property Act, having 
come into  possession of the said property in part performance of  the alleged 
agreement in her favour.   In support of his aforestated submissions/contentions 
Mr.   Malik   relied   on   the   decisions   in  Kamani   Metallic   Oxides   Ltd.   Vs.   Kamani  

Tubes Ltd. 1; Travancore Rayons Ltd. Vs. Registrar of Companies2; S.P. Khanna vs.  
S.N. Ghosh3; Monark Enterprises vs. Kishan Tulpule and Ors. 4; and Abdul Shukoor  
vs. Arji Papa Rao5. Mr. Malik has therefore submitted that the transfer of the said 
property is liable to be validated under Section 536 (2) of the Act in favour of  
the occupant. 
14.
Mr. J.P. Sen, learned Advocate appearing for the Official Liquidator, 
has submitted that the contentions raised by the occupant are misconceived and 
the   Official   Liquidator   ought   to   be   directed   to   take   possession   of   the   said 
property in view of the following:
(a) The question of validating a transaction under Section 536 (2) arises only 
where the transfer is complete. In the present case, there is no completed 
transfer in favour of the occupant which is capable of validation. Even the 
alleged agreement pleaded by the occupant is clearly illegal having been 
reached after the winding up order was passed;
(b) Further,   for   a   transfer   to   be   validated   under   Section   536   (2),   the 
Applicant must plead and prove not only that the transfer is bona fide but 
also that the transfer was in the interest of the Company. The occupant 
1  [1984] 56 Com. Cas. 19 (Bom.)
2  [1988] 64 Com. Cas. 819
3   1976 TLR 1740
4   [1992] 75 Com. Cas. 89
5   AIR 1963 SC 1150

has made no attempt to show this. 
(c) Section   53A   of   the   Transfer   of   Property   Act   has   no   application   in   the 
present case in the absence of any agreement in writing from which the 
terms   of   the   alleged   transaction   is   capable   of   being   ascertained   with 
reasonable certainty. 
In support of his above contentions, Mr. Sen has relied on the decisions in the  
Governor   and   Co.   of   the   Bank   of   Scotland   vs.   Macleod   and   others 1;M/s.   JK  
(Bombay)   Pvt.   Ltd.     Vs.   New   Kaiser­I­Hind   Spinning   and   Weaving   Company 2; 
Shankar Gopinath Apte vs. Gangabai Patwardhan3; Rambhau Namdeo Gajre vs.  
Narayan Bapuji Dhotra4; Shravan Jayaram Patil vs. Garbad Ukha Nhavi 5; Tulsidas  
Jasraj Parekh vs. Industrial Bank of Western India 6; J. Sen Gupta (Pvt.)Ltd., In re7; 
Kanchan   Kumar   Dhar,   Official   Liquidator   vs.   Dr.   L.M.   Visrani   and   others 8; 
Sarigam Containers Pvt. Ltd. Vs. Magatul Industries Ltd. 9; and Laxman Yeshwant  
Prabhudesai and Ors. vs. NRC Ltd. and others10
1  [1914] AC 311 at 317­318 
2  AIR 1970 SC 1041, 1058 (paras 38 and 39)
3  AIR 1976 SC 2506, 2509 (Para 11) 
4  [2004] 8 SCC 614, 618 (para 8), 
5  AIR 1943 Bom. 406­407
6  AIR 1931 Bom. 2 at pages 18­21
7  [1956) 32 Com. Cas. 876 at pages 879­886 
8 [1986] 60 Com. Cas. 746 at 748­749, 752 
9   2008 (5) Bom. CR 112, 119­120 (Paras 21 and 23)
10   2011 (Supp.) Bom. CR 243­248 at 251 (Paras 19­23)

15.
The  learned  Advocate appearing  for the MIDC  has submitted  that 
though MIDC by its letter dated 19th January, 2010 addressed to HTPL requested 
HTPL to produce the original copy of the Resolution of the Members of the Board 
to transfer the said property, no objection from Labour Commissioner and the 
certificate of no dues of water and service tax, MIDC has not received any of the 
said   documents.   MIDC   has   therefore   not   allowed   the   said   property   to   be 
transferred to the occupant and the said property till date stands in the name of 
HTPL.  In the circumstances it is submitted on behalf of the MIDC that this Court 
may   pass   appropriate   orders   in   the   above   Official   Liquidator’s   report.   The 
learned Advocate appearing for IDBI has submitted that no sale has taken place 
in respect of the said property in favour of the occupant and the claim of the 
occupant is  illegal and  dishonest and  the  Official  Liquidator should  be called 
upon by this Court to take possession of the said property from the occupant. 
16.
I have considered the pleadings filed by the parties, the submissions 
advanced on behalf of the learned Advocates appearing for the parties and the 
judgments cited by them. 
17.
Admittedly there is no document executed by and between the occupant 
and the Company recording the alleged sale of the said property by the Company 

in favour of the occupant.   However, the occupant has contended that she has 
paid the entire consideration of the suit property to the Company between 14 th 
May   2007   and   26th  September   2007.   If   the   amounts   paid   between   May   and 
September 2007, by the occupant to the Company is indeed the purchase price of 
the said property, it would necessarily follow that the alleged sale was finalized 
on   or   prior   to   14th  May   2007.   However   this   fact   is   belied   by   the   Special 
Irrevocable Power of Attorney dated 12 th October 2007 executed by Mr. Rattan 
Kumar Thalia, Director of HTPL wherein it is recorded that the Board of HTPL 
has by a resolution on 12th September 2007 authorized Mr. Thalia to identify a 
buyer, negotiate and finalize the sale transaction.  If the sale of the said property 
was finalized   between the occupant and the Company on or before 14 th  May 
2007 and almost all the installments (except one) was paid by the occupant to 
the Company  by 12th September 2007, the question of the Company  authorizing 
Mr. Thalia to identify a buyer, negotiate  and finalize  the sale transaction on 12 th 
September   2007   would   never   arise.     Again,   the   question   of   Mr.   Thalia 
authorizing  his “friend” Mr. Vasudeo Warke (husband of the occupant)  on 12 th 
October   2007   to  identify   a   buyer,   negotiate   and   finalize   the   sale   transaction 
would   never   arise,   since   according   to   the   occupant   she   had   paid   the   entire 
agreed sale price to HTPL by 26 th September 2007 i.e. much before 12 th October 
2007. The story now spun by the occupant that the amount paid by her to HTPL 
between 14th May 2007 and 26th September 2007 constitutes the entire sale price 
of the said property purchased by her  from HTPL therefore cannot be accepted 

and is hereby rejected.
18.
Even   if   this   Court   assumes   for   the   sake   of   argument   that   the 
occupant had in fact paid Rs. 30 lacs to HTPL towards sale  consideration of the 
said   property,   the   next   question     the   Court   is   required   to   consider   before 
validating the sale under Section 536 (2) of the Act is whether the transfer has 
been completed in favour of the occupant, prior to the winding up order. It is 
settled law that if a transfer has not been completed prior to the winding up 
order,   no   application   would   lie   to   the   Court   for   a   direction   to   the   Official 
Liquidator to complete the transfer.   As pointed out on behalf of the Official 
Liquidator, the classic statement of the law in this regard is to be found in the 
Judgment of the House of Lords in the Governor and Co. of the Bank of Scotland  
vs. Macleod and others (supra), where Lord Kinnear observed that while “rights in  
security   which   have   been   effectually   completed   before   the   liquidation   must   still  
receive the effect which the law gives to them”, the “Company and its Liquidators  
are just as completely disabled by the winding up from granting new or completing  
imperfect   rights   in   security     as   the   individual   brankrupt   is   by   his   bankruptcy”.  
These observations were cited with approval by the Hon’ble Supreme Court in 
M/s.   JK   (Bombay)   Pvt.   Ltd.     Vs.   New   Kaiser­I­Hind   Spinning   and   Weaving  
Company (supra), where Shelat, J. speaking for the Court went on to observe 
that after a winding up order is passed, “no new rights can thereafter be created  
and no uncompleted rights can be completed, for doing so would be contrary to the  

creditors'   right   to   have   the   proceeds   of   the   assets   distributed   among   them   pari  
passu”.  In the present case, the transfer in favour of the occupant has not been 
completed   by   registered   deed   or   otherwise.       In   fact,   there   is   not   even   a 
document recording the terms of any alleged agreement   that may have been 
reached   between  the  Company   and   the  occupant   for  the  transfer   of  the  said 
property in her favour. Even the requisite NOC from MIDC for the transfer of the 
leasehold rights in the said property in favour of the occupant was not obtained 
prior  to   the  winding   up  order.    It  is  therefore  clearly   established   that  in  the 
present case there is no completed transfer in favour of the occupant which is 
capable of validation. 
19.
Even in a case where the transfer is complete, a further question that 
arises for consideration is whether for a transfer to be validated under Section 
536 (2) of the Act, the Applicant must plead and prove not only that the transfer 
is   bona   fide   but   also     that   the   transfer   was   in   the   interest   of   the   Company. 
Section 536 (2) of the Act provides that any disposition  of property made after  
commencement of winding up shall, unless the  Court otherwise orders, be void. 
Some of the situations in which a transfer may be validated under Section 536 
(2) of the Act were enumerated in the judgment of a Division Bench of this Court 
in  Tulsidas   Jasraj   Parekh  vs.   Industrial   Bank   of   Western   India   (supra).    While 
sounding a note of caution that ­ “the discretion confided to the Court cannot be 
crystallized in rules of law in view of the varying circumstances of human action” 

­ the Court held that it would not permit transactions bona fide entered into in 
the ordinary course of trade   and completed before the date of the winding up 
order to be annulled.  In respect of transactions which were not in the ordinary 
course of trade, the principles that would govern the exercise of discretion under 
Section 536 (2) were summarized in the judgment of the Calcutta High Court in 
J. Sen Gupta (Pvt.)Ltd. (supra) as follows:
       “1.  The Court has an absolute discretion to validate a transaction.
2.   This discretion is controlled only by the general principles  
which apply to every kind of judicial discretion.
3.   The   Court   must   have   regard   to   all   the   surrounding  
circumstances, and if from all the surrounding circumstances it  
comes to the conclusion that the transaction should not be void,  
it is within the power of the Court under Section 536 (2) to say  
that the transaction is not void. 
4.   If it is found that the transaction was for the benefit of, and  
in   the   interests   of,   the   company   or   for   keeping   the   company  
going   or   keeping   things   going   generally,   it   ought   to   be  
confirmed.”
The principle that a transfer must be in the best interests of the Company to be 
validated under Section 536 (2) was also reaffirmed in the judgment of this 
Court in Kanchan Kumar Dhar, Official Liquidator vs. Dr. L.M. Visrani and others  
(supra),  where  Parekh, J. observed:
“The question is not whether Respondent No.1 acted bona fide  
or he was a victim of a deception or a fraud practiced on him  
by the Company.   The question is whether the transaction in  
question is in the interest of the business of the Company or in  
the   interest   of   the   Company   (now   in   liquidation)   or   its  

creditors.”
20.
The Judgment in  J. Sen Gupta Pvt. Ltd.  (supra) was more recently 
followed   by   a   single   Judge   of   this   Court   in  Sarigam   Containers   Pvt.   Ltd.   Vs.  
Magatul Industries Ltd. (supra),  where the Court observed that the fact that a 
transaction was in the best interest of the Company “is a factual aspect to be 
pleaded   and   proved”   by  the  party  seeking   validation.  This  principle  was  also  
reiterated by a Division Bench of this Court in Laxman Yeshwant Prabhudesai and  
Ors. vs. NRC Ltd. and others (supra), where the Court held:
“Thus, the principles that can be deduced are that the transactions  
which have been undertaken under compulsion of circumstances in  
order to save or protect the property of the Company could be saved  
provided evidence is produced about such compulsion.  The assets of  
the   Company   cannot   be   disposed   of   at   the   mere   pleasure   of   the  
Company. If the business is going to be paralyzed, then the Court in  
appropriate cases can, for the benefit and interest of the Company,  
save the transaction.  It is for enabling the Company to continue as a  
going   concern  and   to  protect  the  interest  of   the  shareholders   and  
creditors that such a power is conferred and must be exercised.”
The suggestion to the contrary on behalf of the occupant that a transaction need 
merely be honest or bona fide to deserve sanction is unsupported by authority. 
The judgments cited on behalf of the occupant do not support this position. The 
judgment of the Nagpur Bench of the Bombay High Court in S.P. Khanna (supra) 
is a case where the Court was considering a transaction in the ordinary course of 

business   between   two   branches   of   a   Bank   which   subsequently   entered 
liquidation.     It is a settled position that where a transaction is in the ordinary 
course   of   business,   the   burden   that   must   be   discharged   to   validate   such   a 
transaction is far lower. A bona fide transaction of this nature would be protected 
by   a   Court   under   section   536   (2)   of   the   Act.   The   judgment   in  S.P.   Khanna  
(supra) was considered by a Division Bench of this Court in Laxman Prabhudesai  
(supra) where sanction under Section 536 (2) was declined despite the fact that 
the property had changed hands several times over and the Applicant was the 
eventual transferee who had no links to the Company in liquidation. 
21.
The other two judgments under Section 536 of the Act, of this Court 
in  Kamani Metallix Oxides  (supra) and of the Kerala High Court in  Travancore  
Rayons Ltd. (supra), cited on behalf of the occupant are equally unhelpful. They 
deal with the question as to whether an application under Section 536 (2) will 
lie before a winding up order is passed. While answering the question in the 
affirmative, both judgments held that such an application ought to be allowed 
where   the   proposed   transfer   is   in   the   interest   of   the   Company.     I   am   in 
agreement with the submission advanced by the learned Advocate appearing for 
the Official Liquidator that the occupant has made out no ground in the present 
case for the Court to direct otherwise.  Except for a bare statement in her further 
Affidavit that the Company has made a business deal “keeping in mind their 
business need at that time”, the occupant has neither pleaded nor proved that 

the   said   alleged     transfer   is   in   the   best   interest   of   the   Company.   She   has 
admittedly not filed an application seeking sanction of the Court to the alleged 
transfer in her favour of the said property. She has only filed a reply to the report 
of the Official Liquidator seeking directions from this Court in respect of the said 
property.   She has merely relied on the fact that she has paid a sum of Rs. 30  
lakhs to the Company, which she claims was the consideration that was agreed 
upon and that she was placed in possession of the property by the Company. She 
has not even made an attempt to demonstrate that the alleged consideration was 
at par with the prevailing market price. The question of validation in the absence 
of the occupant establishing that the transfer was in the interest of the Company 
therefore does not arise. 
22.
It was also sought to be contended on behalf of the occupant that the 
Official   Liquidator   must   plead   and   prove   that   the   transaction   was   fraudulent 
before it could be treated as void under Section 536 (2) of the Act. This is clearly  
contrary to the judgment of this Court in case of  Sarigam Containers  (supra). 
Section   536   treats   as   void   any   transfer   after   commencement   of   winding   up 
unless the Court otherwise directs. This Court has held in Kanchan Kumar Dhar  
(supra) that in view of the tenor of the section, the Official Liquidator is not  
required to file any application seeking a declaration that a transfer is void. As 
such, the question of any burden resting on the Liquidator cannot possibly arise. 
Even otherwise, if such a burden were to be cast on the Official Liquidator, he 

would find it impossible to discharge in many cases,   having limited resources 
and often even more limited access  to the relevant records. The two judgments 
cited on behalf of the occupant on the issue of burden do not support her case. In 
Monark   Enterprises  (supra)   this   Court   held   Section   536   of   the   Act   to   be 
inapplicable in view of the fact that there was a disposition of the property prior 
to the commencement of winding up.   The observations in the judgment as to 
burden   and   as   to   the   ingredients   that   must   be   established   to   set   aside   a 
transaction are in the context of Sections 531 and 531 A which are inapplicable 
in   the   present   case.   The   judgment   of   the   Hon’ble   Supreme   Court   in  Abdul  
Shukoor  (supra) is also of little assistance. The said judgment rendered under 
Section 53 of the Transfer of Property Act rightly holds that the initial burden to 
establish a fraudulent transfer would lie on the Plaintiff who seeks to impugn the 
transaction. Fraud is not one of the elements of Section 536 which stipulates that 
any transfer after the commencement of winding up is void unless the Court 
otherwise directs.  
23.
As   regards   the   reliance   by   the   occupant   on   Section   53A   of   the 
Transfer of Property Act, the said Section enables   a transferee to resist     an 
attempt made by the owner  to recover possession of the property under certain 
limited circumstances which are not to be found in the present case. As held by 
the   Hon’ble   Supreme   Court   in   its   decisions   in  Shankar   Gopinath   Apte   vs.  
Gangabai Patwardhan (supra),  and Rambhau Namdeo Gajre vs. Narayan Bapuji  

Dhotra (supra), the Section applies only where any person contracts to transfer 
for consideration any immovable property in writing,   signed by him or on his 
behalf   from   which   the   terms   necessary   to   constitute   the   transfer   can   be 
ascertained   with   reasonable   certainty   and   such   person     has   been   placed   in 
possession of the property in pursuance of such a contract.  In the present case, it 
is an admitted position that no written contract was entered into between the 
Company and the occupant. There is even otherwise no means of ascertaining 
the terms of the transaction (including the consideration) alleged to have been 
agreed to.  Though the occupant has been found to be in possession of the said 
property,   the   circumstances   in   which   she   was   so   placed   are   unclear.     The 
occupant has relied on the alleged letter dated 14 th November, 2007 where there 
is   a   reference   to   the   occupant   having   been   placed   in   possession   of   the   said 
property   by   HTPL.   The   occupant   has   however   not   produced   any   possession 
receipt that may have been executed between the parties which would indicate 
the basis on which the possession was handed over. The occupant merely relied 
on an alleged letter dated 31 st  December, 2007 addressed by the Company to 
MIDC   seeking   their   no   objection   for   the   transfer   of   the   said   property   to   the 
occupant as a Chief Promoter of the proposed Society.  Apart from the fact that 
the said letter does not disclose any agreement in favour of the occupant in her 
personal capacity or the terms and conditions of any such alleged agreement, it 
is  a   settled   position   that   such   a   letter  would   not   constitute   an  agreement   in 
writing for the purpose of Section 53A.      In fact, in  Shravan Jayaram Patil vs.  

Garbad Ukha Nhavi (supra) where an application was made by a Plaintiff to have 
the Defendant's name entered in the mutation register in respect of certain land 
on the ground that it had been sold by him to the Defendant orally and setting 
out   the   terms   of   the   sale,   it   was   held   not   to   be   sufficient   to   satisfy   the 
requirements of Section 53 A of the Act.   In view thereof, the reliance placed by  
the   occupant   on   Section   53   A   of   the   Transfer   of   Property   Act   also   lends   no 
assistance to the occupant and the learned  Advocate appearing for the Official 
Liquidator   is   correct   in   his   submission   that   Section   53A   of   the   Transfer   of 
Property   Act   has   no   application   in   the   present   case     in   the   absence   of   any  
agreement in writing from which the terms of the alleged transaction is capable 
of being ascertained with reasonable certainty.
24.
In the above circumstances, in my view, the occupant has not made 
out any case for validating the alleged transfer of the said property in her favour 
by the Company in liquidation. The Official Liquidator is therefore directed to 
take physical possession of the said property for the benefit of the creditors and 
workers   of   the   Company   in   liquidation.     The   Official   Liquidator’s   report   is 
accordingly disposed of.  
25.
 At the request of the learned Advocate for the occupant the Official 
Liquidator is directed not to take physical possession of the said property for a 
period   of   two   weeks   from   today.     However,   pending   the   Official   Liquidator 

taking   possession   of   the   said   property,   the   occupant   shall   not   part   with 
possession of the said property or induct any third party therein. 

(S.J. KATHAWALLA, J.)       

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