Saturday, 15 March 2014

When Magistrate can direct registration of FIR u/s 156 of CRPC?



It   ought   to   be   kept   in   mind   that   investigation   can 
commence   if   'there   is   reason   to   suspect   the   commission   of   a 
cognizable   offence'  (See  section   157   of   the   Code).     Investigation 
itself   is   a   process   for   collection   of   evidence,   by   which   truth   is 
expected to be revealed.  Commencement of investigation cannot be 
taken as formation of a belief that the person named as an accused 
in the First Information Report or the complaint, is guilty.  It is not 
necessary   that   the   investigation   would   result   only   in   filing   of 
charge­sheet.     If   there   would   be   no   sufficient   evidence   to   put   a 
person   on   trial   in   the   opinion   of   the   police   officer   conducting 

investigation,   then   such   officer   would   file   an   appropriate   final 
report.  Therefore, anxiety felt by the learned Addl. Sessions Judge 
about   the   necessity   of   further   evidence   at   the   stage   of 
commencement of investigation itself, was not really justified. It has 
already   been   observed   that   the   complaint/   application   alleged 
commission   of   cognizable   offences.     The   allegations   were   not 
patently absurd, and/or inherently improbable.     The order of the 
Magistrate directing the police to investigate into the matter was 

therefore, proper and legal.  

 CRIMINAL APPELLATE JURISDICTION
M/s.Royal Palms (India) Pvt.Ltd
...
  versus
The State of Maharashtra & Anr
...
CRIMINAL WRIT PETITION No.56 of 2012
IN THE  HIGH COURT OF JUDICATURE AT BOMBAY

CORAM : ABHAY M. THIPSAY, J.
   Citation; 2014 ALL MR(cri) 611
DATED : 07/08/2013 

Rule.  By consent, Rule made returnable forthwith.
2 Respondents waive service.
3 1 By consent, heard finally forthwith.
4 The   petitioner   is   a   Company   registered   under   the 
Companies   Act.     It   had   filed   a   complaint   through   its   authorized 
representative,   before   the   Metropolitan   Magistrate,   26 th  Court   at 
Borivali   against   the   respondent   no.2   herein,   and   some   unknown 

persons alleging commission of offences punishable under sections 
408 IPC, 420 IPC, 465 IPC, 467 IPC, 468 IPC, 471 IPC read with 
section 34 of the IPC.   In the said complaint, the   prayer that was 
made,   was   for   an   order   under   section   156   (3)   of   the   Code   of 
Criminal   Procedure   (for   short   'the   Code')   i.e.   for   directing 
investigation into the matter by the police.  The learned Magistrate, 
after   perusing   the   said   complaint   and   certain   documents   which 
appear to have been brought to his notice, formed an opinion that a 
prima facie  case against the accused was made out, and that the 
matter   needed   investigation.     He   therefore,   passed   an   order 
directing the police to investigate into the matter as contemplated 
under section 156(3) of the Code, and to submit a report to him 
within   two   months   from   the   date   of   the   said   order   which   was 
passed on 1 March 2011.  It is not in dispute that pursuant to this 
order, a First Information Report came to be registered by the Aarey 
Police   Station,   Mumbai,   and   the   respondent   no.2   apprehending 
arrest, approached Court of Sessions for grant of Anticipatory Bail 
to him.  It is also not in dispute that Anticipatory Bail was granted 
to the respondent no.2 by the Court of Sessions.
5
The   respondent   no.2   had   approached   the   Court   of 
Sessions by filing an application for revision on 4 March 2011.  The 
learned   Addl.Sessions   Judge   at   Dindoshi,   Mumbai,   by   an   order 
dated 11 November 2011 allowed the said revision application by 
setting   aside   the   order   dated   1   March   2011   passed   by   the 
Magistrate.     The   learned   Addl.   Sessions   Judge   clarified   that   the 
original complainant was at liberty to move the Magistrate by filing 
a private complaint as defined in section 2(d) of the Code.   The 

learned Addl. Sessions Judge further directed the dismissal of the 
complaint,   as   in   his   view,   it   did   not   satisfy   the   ingredients   of   a 
complaint as defined in section 2(d) of the Code.   The petitioner 
being aggrieved  by the  order  passed  by the  Court  of   Sessions in 
revision,   has   approached   this   Court   invoking   its   constitutional 
jurisdiction.

I have heard Mr.Prasad Apte, learned counsel for the 
petitioner and Mr.S.K. Mishra, learned counsel for respondent no.2. 
7

I have also heard Mrs.G.P
. Mulekar, learned APP for the State.
A perusal of the complaint filed by the petitioner before 
the Magistrate clearly brings out  the nature of allegations levelled 
against the respondent no.2 – accused no.1.  As per the averments 
made in the said complaint, the respondent no.2 was working as the 
Project   Engineer   of   the   petitioner   company,   and   was   responsible 
and authorized to procure building materials   for the purposes of 
the construction of buildings that were to be build by the petitioner 
company.     That,   the   petitioner   company,   on   a   letter   from   its 
Assistant Chief Security Officer – one Mr.S. Shivkumar – learnt that 
the petitioner had committed offences of Criminal breach of Trust 
and cheating etc, and had misappropriated a sum of about Rs.52 
lakhs and odd, belonging to the said company.  The modus­operandi 
adopted  by  the   respondent  no.2  is  alleged  to  be   preparing  false, 
fabricated   and   bogus   bills   and   challans   in   respect   of   supply   of 
building   materials   like   metals,   sand,   cement   etc.     The   bills   and 
challans used to be submitted by the respondent no.2 without there 
being   any   actual     delivery   of   any   building   materials.     It   is   also 

alleged   in   the   complaint   that   purchase   orders   were   found   to   be 
given to M/s.Chandravati Transport having its office at a particular 
address on terms of 100% advance payment against the purchase 
order, and that, advance payments were actually made by cheque to 
M/s.Chandravati  Transport.    However,  M/s.Chandravati  Transport 
did   not   supply   the   building   materials   as   per   the   purchase   order, 
inspite   of   having   received   the   payments.     That,   the   said 
M/s.Chandravati Transport was introduced by the respondent no.2 
as a Company known to him, and the purchase orders were given to 
the     said   M/s.Chandravati   Transport   at   the   instance   of   the 

respondent   no.2.     The   bills   purporting   to   be   issued   by 
M/s.Chandravati Transport were submitted by the respondent no.2. 
Totally,   a   sum   of   more   than   Rs.58,00,000/­   (Rupees   Fifty   Eight 
Lakhs) was paid to M/s.Chandravati Transport between May 2010 
to November 2010 without any supply of building materials, on the 
basis of forged and bogus bills and challans.   Though the delivery 
challans   were   submitted   by   the   respondent   no.2,   the   record 
maintained   at   the   main   security   gate   did   not   show   any   such 
supplies   made   by,   or   on   behalf   of   the   said   M/s.Chandravati 
Transport.     It   is,   therefore,   alleged   that   the   respondent   no.2 
prepared   false   and   bogus   bills   and   challans,   and   claimed   the 
amount   without   there   being   any   actual   supply   of   the   building 
materials.     When   this   was   revealed,   attempt   was   made   by   the 
petitioner company to trace the concern M/s.Chandravati Transport 
at the given address, but it was found that no such concern existed 
at   the   given   address.     On   these   facts,   it   is   alleged   that   the 
respondent no.2 had committed the aforesaid offences.

It   is   clear   that   there   are   averments   in   the   complaint 
which,   if   taken   at   face   value,   disclose   commission   of   cognizable 
offences by the respondent no.2.  It is therefore not possible to hold 
that   it   was   not   open   for   the   learned   Magistrate   to   order 
investigation into the matter, as contemplated under section 156(3) 
of the Code of Criminal Procedure.
9
The grounds on which the learned Addl. Sessions Judge 
interfered   with   the   order   passed   by   the   learned   Magistrate   in 
revisional jurisdiction, are not sound or convincing.   The learned 

Addl. Sessions Judge was of the view that the complaint filed by the 
petitioner was not a proper complaint, inasmuch as the prayer was 
only for a direction or order under section 156(3) of the Code.  He 
was of the view that this was not in conformity with the definition 
of a complaint given in section 2(d) of the Code.   It is difficult to 
agree with this view.  Section 2(d) defines 'complaint' as under:­
“complaint”   means   any   allegation   made 
orally or in writing to a Magistrate, with 
a   view   to   his   taking   action   under   this 
Code,  that   some   person,   whether   known   or 
unknown, has committed an offence, but does 
not include a police report.
   (emphasis supplied)
Thus, the requirement of section 2(d) is only that (i) it should be an 
allegation   (ii)   made   orally   or   in   writing     (iii)   to   a   Magistrate 
(iv)with a view to his taking action under the Code, (v) that some 

person   whether   known   or   unknown   has   committed   an   offence. 
Now,   the   learned   Addl.   Sessions   Judge   has   not   indicated   which 
ingredient of a 'complaint' as defined in section 2(d) was missing in 
the   instant   case.   Certainly,   passing   of   an   order   as   contemplated 
under section 156(3) of the Code would be 'an action under the 
Code'.  The phrase 'action under this Code' occurring in section 2(d) 
cannot be read as 'action under Chapter XV of the Code'.  Therefore, 
the reasoning of the learned Addl. Sessions Judge in that regard, 
cannot be accepted.  However, the crucial issue was not whether the 
complaint was proper and whether it fitted in the definition of a 

complaint given in section 2(d) of the Code.  Even assuming it was 
not a complaint proper, and a mere application seeking a direction 
from the Magistrate to the police to investigate into the matter, still, 
such an application cannot be said to be illegal or not maintainable. 
Thus, even if the learned Addl. Sessions Judge was of the erroneous 
view   that   what   was   presented   before   the   Magistrate   was   not   a 
complaint as defined in section 2(d), there was no basis for a belief 
that an order under section 156(3) of the Code can be passed only 
on   such   a   complaint.     Consequently,   the     order   passed   by   the 
Magistrate   could   not   be   termed   as   bad   or   illegal,   even   on   the 
reasoning   that   what   was   before   the   Magistrate,   was   not   a 
'complaint'.
10 
The   learned   Addl.   Sessions   Judge   also   observed   that 
there was 'no sufficient material produced before the Magistrate for 
enabling him to pass an order for investigation'.   This view is also 
not   correct   inasmuch   as   it   was   within   the   discretion   of   the 
Magistrate   to   order   investigation   into   the   matter,   once   the 

commission   of   a   cognizable   offence   was   disclosed   from   the 
complaint.     What   and   how   much   material   should   be   before   the 
Magistrate before he feels satisfied about the necessity of ordering 
investigation, cannot be laid down by any precise formulae.  Really 
speaking, at that stage, the Magistrate is mainly concerned with the 
examination   of   the   averments   made   in   the   complaint   for 
ascertaining   whether   any   cognizable   case   is   disclosed   therefrom. 
Sub­section (3) of section 156 speaks of 'such an investigation', as 
has  been   referred  to  in  sub­section  (1)   thereof.   Certainly,  if   the 
complaint/application would not disclose or allege commission of a 

cognizable offence, it would neither be possible for the Magistrate 
to order investigation under section 156(3) of the Code, nor would 
it be open to the police to investigate into such a matter.  However, 
when   the   commission   of   a   cognizable   offence   is   alleged   in   the 
complaint, no fault can be found in the order directing investigation 
on   the   ground   that   there   was   'no   sufficient   material   before   the 
Magistrate'.

It   ought   to   be   kept   in   mind   that   investigation   can 
commence   if   'there   is   reason   to   suspect   the   commission   of   a 
cognizable   offence'  (See  section   157   of   the   Code).     Investigation 
itself   is   a   process   for   collection   of   evidence,   by   which   truth   is 
expected to be revealed.  Commencement of investigation cannot be 
taken as formation of a belief that the person named as an accused 
in the First Information Report or the complaint, is guilty.  It is not 
necessary   that   the   investigation   would   result   only   in   filing   of 
charge­sheet.     If   there   would   be   no   sufficient   evidence   to   put   a 
person   on   trial   in   the   opinion   of   the   police   officer   conducting 

investigation,   then   such   officer   would   file   an   appropriate   final 
report.  Therefore, anxiety felt by the learned Addl. Sessions Judge 
about   the   necessity   of   further   evidence   at   the   stage   of 
commencement of investigation itself, was not really justified. It has 
already   been   observed   that   the   complaint/   application   alleged 
commission   of   cognizable   offences.     The   allegations   were   not 
patently absurd, and/or inherently improbable.     The order of the 
Magistrate directing the police to investigate into the matter was 


therefore, proper and legal.  The  revisional jurisdiction  is meant to be exercised for 
the   purpose   of   correcting   a   manifest   error   of   law   resulting   in 
miscarriage   of   justice.     Even   if   the   learned   Addl.Sessions   Judge 
himself would not have ordered investigation on the basis of the 
complaint/application as was before the Magistrate, that was not a 
sufficient   justification   for   interfering   with   the   discretionary   order 
passed by the Magistrate, in exercise of the revisional jurisdiction. 
The learned Magistrate had exercised the jurisdiction vested in him 
by law.  
14
As   such,   the   impugned   order   is   contrary   to   law   and 
needs to be interfered with.

Since the respondent no.2 is already protected by grant 
of Anticipatory Bail, there is no question of prejudice being caused 
to him on account of the order directing investigation being revived. 
As a matter of fact, it appears that pursuant to the order passed by 
the   Magistrate,   First   Information   Report   was   registered   and 

investigation had already commenced.  From this point of view also, 
the learned Addl. Sessions Judge ought not to have interfered with 
the   investigation   that   had   already   commenced,   without   knowing 
the   nature,   status   and   effect   of   the   investigation   that   had   been 
carried out till then.
Petition succeeds.
17 Petition is allowed in terms of prayer clauses (a) and 

Rule is made absolute accordingly.
   (ABHAY M.THIPSAY,J)


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